Regulatory Compliance


Yescom Financial is regulated by NFA and provides financial transaction services under NFA rules and regulations. The regulatory number is: 0549163. Regulators require that applicants for financial services licenses must meet stringent asset requirements while requiring compliance with and using internal procedures, including risk management, regular staff training, and strict audit procedures. Guarantee the absolute transparency of all its transactions. It is one of the most trusted foreign exchange dealers in the world.


The several regulatory responsibilities performed by NFA are:

  • Audit and monitor members must meet NFA’s financial requirements
  • Develop and enforce rules and standards that protect the interests of clients;
  • Arbitration of disputes related to futures;